-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DMtDbZTDCUWNFkQiK/dBbLpGN+2YTOs/c10GP5cKmqJaQDqhZpa4xhMm4/UyvV66 uXAg7R6R5b1Nj6IJ6Kjs5A== 0001017062-99-000254.txt : 19990217 0001017062-99-000254.hdr.sgml : 19990217 ACCESSION NUMBER: 0001017062-99-000254 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEW CENTURY FINANCIAL CORP CENTRAL INDEX KEY: 0001036075 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 330683629 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53469 FILM NUMBER: 99540848 BUSINESS ADDRESS: STREET 1: 18400 VON KARMAN STREET 2: SUITE 1000 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 7148637243 MAIL ADDRESS: STREET 1: 18400 VON KARMAN STREET 2: SUITE 1000 CITY: IRWINE STATE: CA ZIP: 92612 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOLDER STEVEN CENTRAL INDEX KEY: 0001055777 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 18400 VON KARMAN STREET 2: SUITE 1000 CITY: IRWINE STATE: CA ZIP: 92612 BUSINESS PHONE: 7144407030 MAIL ADDRESS: STREET 1: 1313 E OSBORN ROAD SUITE 250 STREET 2: P O BOX 33339 CITY: PHOENIX STATE: AZ ZIP: 85067 SC 13G/A 1 SCHEDULE 13G/A FOR STEVEN G. HOLDER SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)/1/ New Century Financial Corporation ------------------------------------------------------------- (Name of Issuer) Common Stock --------------------------------------------------- (Title of Class of Securities) 64352 D 10 1 ----------------------------------------- (CUSIP Number) ------------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the following box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-(c) [X] Rule 13d-1(d) - ------------- /1/The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages - ------------------------ --------------------- CUSIP NO. 64352 D 10 1 13G PAGE 2 OF 5 PAGES - ------------------------ --------------------- - ------------------------------------------------------------------------------ 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Steven G. Holder - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] Not applicable - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------ 5. SOLE VOTING POWER NUMBER OF 1,225,941 SHARES ----------------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ----------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 1,164,274 PERSON ----------------------------------------------------------- 8. SHARED DISPOSITIVE POWER WITH 0 - ------------------------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,225,941 - ------------------------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] Not applicable - ------------------------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12. IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------ --------------------- CUSIP NO. 64352 D 10 1 13G PAGE 3 OF 5 PAGES - ------------------------ --------------------- Item 1(a). Name of Issuer: New Century Financial Corporation --------------------------------------------------------------------- Item 1(b). Address of Issuer's Principal Executive Offices: 18400 Von Karman, Suite 1000, --------------------------------------------------------------------- Irvine, CA 92612 --------------------------------------------------------------------- Item 2(a). Name of Person Filing: Edward F. Gotschall --------------------------------------------------------------------- Item 2(b). Address of Principal Business Offices or, if None, Residence: 18400 Von Karman, Suite 1000, --------------------------------------------------------------------- Irvine, CA 92612 --------------------------------------------------------------------- Item 2(c). Citizenship: United States --------------------------------------------------------------------- Item 2(d). Title of Class of Securities: Common Stock --------------------------------------------------------------------- Item 2(e). CUSIP Number: 64352 D 10 1 --------------------------------------------------------------------- Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: Not Applicable --------------------------------------------------------------------- - ------------------------ --------------------- CUSIP NO. 64352 D 10 1 13G PAGE 4 OF 5 PAGES - ------------------------ --------------------- Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 1,225,941(1) ------------------------------- (b) Percent of class: 8.3% ----------------------------------------------- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 1,225,941(1) ---------------- (ii) Shared power to vote or to direct the vote 0 ---------------- (iii) Sole power to dispose or to direct the disposition of 1,164,274 ---------------- (iv) Shared power to dispose or to direct the disposition of 0 ---------------- Instruction: For computations regarding securities which represent a right to acquire an underlying security see Rule 13d-3(d)(1). Item 5. Ownership of Five Percent or Less of a Class. Not Applicable ---------------------------------------------------------------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable ---------------------------------------------------------------------- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable ---------------------------------------------------------------------- (1) Includes 61,667 shares of restricted stock which are subject to forfeiture under certain circumstances. Mr. Holder has voting, but not dispositive, power with respect to such shares. - ------------------------ --------------------- CUSIP NO. 64352 D 10 1 13G PAGE 5 OF 5 PAGES - ------------------------ --------------------- Item 8. Identification and Classification of Members of the Group. Not Applicable ---------------------------------------------------------------------- Item 9. Notice of Dissolution of the Group. Not Applicable ---------------------------------------------------------------------- Item 10. Certifications. Not Applicable ---------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1999 ------------------------------- (Date) /s/ STEVEN G. HOLDER ------------------------------- (Signature) ------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----